Harold Douglas: Securities Lawyer

Sunday 3 December 2017

Securities Lawyer

We are experienced Securities Lawyers engaged in securities disputes, registrations, compliance and litigation.

At Ascent Law, we stands for both investors and companies across the country in FINRA arbitrations. Our goal is to recoup financial investment losses for our customers from broker-dealers and monetary experts. Our customers are generally the victims of protections fraudulence, improper financial investment approaches, misrepresentations, as well as inappropriate account management. Our lawyers can assist you determine if safeties losses were the outcome of unreasonable or unlawful techniques in the brokerage firm market.

Cases prompted behalf of customers consist of suitability, churning, unauthorized trading, breach of fiduciary duty, scams, as well as negligent misrepresentation. However, protections fraudulence could take lots of forms as well as could not be quickly visible. Some advisors put their investors in high threat, high commission products without adequately divulging the threats of those products to their customers. They also engage in churning the account to generate money for themsevles. We have represented clients before NYSE Arbitration panels. A number of these financial investment items could drain client accounts, are typically illiquid, and also can annihilate retirement planning.

We can help you in regards to:

Securities Registration

Securities Fraud

Commercial Litigation

Breach of Fiduciary Duty

Unsuitable Investment Strategy

Unauthorized Trading

Ponzi Schemes

Broker Theft

Churning (excessive trading)

Failure to Supervise

Elder Abuse

Margin & Securities Backed Loans

Partnership Disputes

Free Consultation with a Securities Lawyer

If you are here, you probably have a securities issue you need help with, call Ascent Law for your free consultation (801) 676-5506. We want to help you.